Personnel Hong Kong SFC License Details (ID 80257)

Personnel Hong Kong SFC License Details (ID 80257)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GEO Securities Limited	RO	Advising on securities	2018-08-22	2022-07-04
	RO	Asset management	2018-08-22	2022-07-04
	RO	Dealing in securities	2018-08-22	2022-07-04
	Rep	Advising on securities	2017-12-19	2018-08-22
	Rep	Dealing in securities	2017-12-19	2018-08-22
W. Falcon Asset Management (Asia) Limited	Rep	Advising on securities	2017-06-21	2017-11-24
	Rep	Asset management	2017-06-21	2017-11-24
	Rep	Dealing in securities	2017-06-21	2017-11-24
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2005-06-01	2017-06-08
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-01	2017-06-08
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-02-05
	Rep	Advising on securities	-	2004-02-05
	Rep	Asset management	-	2004-02-05
	Rep	Dealing in securities	-	2005-05-31
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	Rep	Advising on futures contracts	-	2004-02-05
	Rep	Asset management	-	2004-02-05
	Rep	Dealing in futures contracts	-	2005-05-31