| KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Advising on securities | 2017-08-15 | 2017-10-02 |
| Rep | Dealing in securities | 2017-08-15 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-08-15 | - |
| Rep | Dealing in futures contracts | 2017-08-15 | - |
| GET NICE FUTURES COMPANY LIMITED | Rep | Asset management | 2003-04-01 | 2004-11-25 |
| Rep | Advising on futures contracts | 2003-04-01 | 2017-06-30 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2017-06-30 |
| GET NICE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-30 |
| Rep | Asset management | 2003-04-01 | 2005-03-30 |
| Rep | Advising on securities | 2003-04-01 | 2017-06-30 |
| Rep | Dealing in securities | 2003-04-01 | 2017-06-30 |