| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | RO | Advising on securities | 2026-11-06 | - |
| RO | Dealing in futures contracts | 2026-11-06 | - | |
| RO | Dealing in securities | 2026-11-06 | - | |
| Rep | Advising on securities | 2026-06-29 | 2026-11-06 | |
| Rep | Dealing in futures contracts | 2026-06-29 | 2026-11-06 | |
| Rep | Dealing in securities | 2026-06-29 | 2026-11-06 | |
| Changjiang Securities Brokerage (HK) Limited | RO | Advising on futures contracts | 2026-02-10 | 2026-06-23 |
| RO | Dealing in futures contracts | 2026-02-10 | 2026-06-23 | |
| RO | Advising on securities | 2024-04-09 | 2026-06-23 | |
| RO | Dealing in securities | 2023-08-11 | 2026-06-23 | |
| Rep | Dealing in securities | 2023-07-19 | 2023-08-11 | |
| Taiping Securities (HK) Co Limited | RO | Dealing in securities | 2021-04-12 | 2023-07-11 |
| Rep | Dealing in securities | 2021-02-26 | 2021-04-12 | |
| JINGHUI CAPITAL LIMITED | RO | Dealing in securities | 2019-11-12 | 2020-10-15 |
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in futures contracts | 2018-12-07 | 2019-06-08 |
| RO | Dealing in securities | 2018-12-07 | 2019-06-08 | |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2017-04-18 | 2018-08-16 |
| RO | Dealing in securities | 2017-02-06 | 2018-08-16 | |
| Rep | Dealing in securities | 2016-11-11 | 2017-02-06 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-10-17 | 2016-11-04 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-17 | 2016-11-04 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2012-12-05 | 2013-10-06 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2012-08-06 | 2013-10-06 |
| GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-30 | 2012-07-13 |
No HKMA registrations in the collected records.