Personnel Hong Kong SFC License Details (ID 80297)

Personnel Hong Kong SFC License Details (ID 80297)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2022-09-22	-
RED EAGLE SECURITIES LIMITED (HK)	RO	Dealing in securities	2018-09-28	2022-09-01
	Rep	Dealing in securities	2018-08-16	2018-09-28
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-01	2018-07-31
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-13
	Rep	Advising on securities	2003-04-01	2004-02-13
	Rep	Asset management	2003-04-01	2004-02-13
	Rep	Dealing in securities	2003-04-01	2005-05-31