Personnel Hong Kong SFC License Details (ID 80327)

Personnel Hong Kong SFC License Details (ID 80327)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	RO	Asset management	2023-03-31	-
	Rep	Advising on securities	2022-10-25	-
	Rep	Asset management	2022-10-25	2023-03-31
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-04-19	2022-09-16
	Rep	Asset management	2021-04-19	2022-09-16
HFT INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Dealing in securities	2018-04-27	2020-12-23
	Rep	Advising on securities	2014-05-02	2020-12-23
	Rep	Asset management	2014-05-02	2020-12-23
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2011-03-25	2014-04-28
	Rep	Asset management	2011-03-25	2014-04-28
MIS SERVICES LIMITED (d2019-06-01)	Rep	Asset management	2008-10-16	2010-11-13
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2008-02-01	2008-10-16
	Rep	Asset management	2008-02-01	2008-10-16
NNIP HONG KONG LIMITED	Rep	Advising on securities	2007-04-24	2008-10-16
	Rep	Asset management	2007-04-24	2008-10-16
	Rep	Dealing in securities	2007-04-24	2008-10-16