Personnel Hong Kong SFC License Details (ID 80337)

Personnel Hong Kong SFC License Details (ID 80337)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HKSTP Co Acceleration Management Limited	RO	Asset management	2024-12-16	-
Capstone Capital Management Limited	RO	Advising on securities	2023-10-31	2023-12-23
	RO	Asset management	2023-10-31	2023-12-23
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2011-07-05	2013-08-08
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	Advising on securities	2010-04-20	2011-06-08
KGI ASIA LIMITED	Rep	Advising on securities	2008-01-18	2010-04-08
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2007-03-21	2008-01-07