Personnel Hong Kong SFC License Details (ID 80349)

Personnel Hong Kong SFC License Details (ID 80349)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Atta Capital Limited	RO	Asset management	2020-10-29	-
	RO	Advising on securities	2019-01-22	-
Atta Securities Limited	RO	Dealing in securities	2019-01-22	-
Atta Capital Limited	Rep	Advising on securities	2018-10-03	2019-01-22
	Rep	Asset management	2018-10-03	2020-10-29
Atta Securities Limited	Rep	Dealing in securities	2018-10-03	2019-01-22
	Rep	Dealing in futures contracts	2018-10-03	2021-05-04
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2010-04-19	2017-04-26
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2010-04-19	2017-04-26
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-02-13	2009-10-15
	Rep	Dealing in securities	2006-02-13	2009-10-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-02-13	2009-10-15