Personnel SFC Licences and HKMA Registrations (ID 80352)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2007-07-17	2022-09-09
GF FUTURES (HONG KONG) CO., LIMITED	RO	Dealing in futures contracts	2007-02-16	-
Beevest Securities Limited	RO	Dealing in futures contracts	2005-03-07	2007-02-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.