| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2021-01-21 | 2022-05-13 |
| RO | Dealing in futures contracts | 2021-01-21 | 2022-05-13 |
| Mason Securities Limited | Rep | Advising on securities | 2020-10-28 | 2022-05-13 |
| Rep | Dealing in securities | 2020-10-28 | 2022-05-13 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-10-28 | 2021-01-21 |
| Mason Securities Limited | Rep | Advising on securities | 2018-06-20 | 2020-03-27 |
| Rep | Dealing in securities | 2018-06-20 | 2020-03-27 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2018-02-20 | 2020-03-27 |
| RO | Dealing in futures contracts | 2017-12-05 | 2020-03-27 |
| Rep | Dealing in futures contracts | 2017-10-18 | 2017-12-05 |
| Rep | Advising on futures contracts | 2017-10-18 | 2018-02-20 |
| STRAITS FINANCIAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-02-28 | 2017-09-30 |
| GF FUTURES (HONG KONG) CO., LIMITED | RO | Dealing in futures contracts | 2011-05-27 | 2016-09-10 |
| Rep | Dealing in futures contracts | 2011-05-06 | 2011-05-27 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | Dealing in futures contracts | 2008-12-03 | 2011-01-22 |
| ADMIS Hong Kong Limited | RO | Advising on futures contracts | 2004-02-05 | 2008-02-01 |
| RO | Dealing in futures contracts | 2004-02-04 | 2008-02-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | Advising on futures contracts | - | 2003-12-08 |
| RO | Asset management | - | 2003-12-08 |
| RO | Dealing in futures contracts | - | 2003-12-18 |