Personnel Hong Kong SFC License Details (ID 80360)

Personnel Hong Kong SFC License Details (ID 80360)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beevest Securities Limited	RO	Advising on securities	2019-05-17	2021-11-30
	RO	Dealing in futures contracts	2019-05-17	2021-11-30
	RO	Dealing in securities	2019-05-17	2021-11-30
LT Securities Limited	RO	Dealing in securities	2018-10-29	2019-05-04
LT Finance Management Limited	RO	Advising on futures contracts	2018-05-16	2019-05-04
	Rep	Advising on securities	2018-05-16	2019-05-04
LT Securities Limited	Rep	Dealing in securities	2018-05-16	2018-10-29
	RO	Dealing in futures contracts	2018-05-16	2019-05-04
CHAOS INTERNATIONAL FINANCIAL LIMITED	RO	Dealing in futures contracts	2016-04-14	2016-11-02
	Rep	Dealing in futures contracts	2016-02-25	2016-04-14
StoneX Financial (HK) Limited	RO	Dealing in futures contracts	2015-07-16	2016-02-22
	Rep	Dealing in futures contracts	2015-02-13	2015-07-16
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2009-12-30	2015-02-09
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2009-04-07	2015-02-09