Personnel Hong Kong SFC License Details (ID 80371)

Personnel Hong Kong SFC License Details (ID 80371)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sky Seal Global Limited	RO	Advising on securities	2026-01-19	-
	RO	Asset management	2026-01-19	-
ZM ASSET MANAGEMENT LIMITED (GBEN)	RO	Advising on securities	2021-03-17	2025-06-30
	RO	Asset management	2021-03-17	2025-06-30
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2011-08-02	2018-12-14
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2011-08-02	2018-12-14
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-07-23	2011-07-16
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-07-23	2011-07-16