Personnel Hong Kong SFC License Details (ID 80372)

Personnel Hong Kong SFC License Details (ID 80372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUZHENG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2019-03-06	2020-07-17
XIN HUA SECURITIES (HONG KONG) LIMITED	RO	Advising on futures contracts	2017-02-01	2018-06-15
	RO	Dealing in futures contracts	2017-02-01	2018-06-15
Huatai (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2016-09-30	2017-01-29
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2009-12-30	2016-08-01
	Rep	Dealing in securities	2007-10-24	2009-04-27
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2007-07-17	2016-08-01