Personnel Hong Kong SFC License Details (ID 80374)

Personnel Hong Kong SFC License Details (ID 80374)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huafu International Asset Management Limited	RO	Asset management	2023-04-24	2023-12-31
Huafu International Finance Limited	RO	Advising on corporate finance	2023-04-24	2023-12-31
Huafu International Securities Limited	RO	Advising on securities	2023-04-24	2023-12-31
	RO	Dealing in securities	2023-04-24	2023-12-31
YUE XIU ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-04-06	2020-02-28
	RO	Asset management	2018-04-06	2020-02-28
YUE XIU FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2018-04-06	2020-02-28
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on futures contracts	2018-04-06	2020-02-28
	RO	Advising on securities	2018-04-06	2020-02-28
	RO	Dealing in futures contracts	2018-04-06	2020-02-28
	RO	Dealing in securities	2018-04-06	2020-02-28
ZHONGTAI INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2013-10-03	2016-12-09
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2013-06-05	2016-12-09
	RO	Dealing in securities	2013-03-20	2016-12-09
GF Securities (Hong Kong) Brokerage Limited	RO	Advising on securities	2009-10-30	2012-12-13
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2007-09-24	2009-04-27
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2007-09-24	2012-12-13
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2007-07-18	2012-12-13