Personnel Hong Kong SFC License Details (ID 80376)

Personnel Hong Kong SFC License Details (ID 80376)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2010-07-05	-
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2007-05-10	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2007-05-10	2010-07-05
VC BROKERAGE LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-26
	Rep	Advising on corporate finance	2003-04-01	2004-06-08
	Rep	Advising on securities	2003-04-01	2004-06-08
	Rep	Asset management	2003-04-01	2004-06-08
	Rep	Dealing in securities	2003-04-01	2007-05-01
VC FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-06-08
	Rep	Asset management	2003-04-01	2004-06-08
	Rep	Dealing in futures contracts	2003-04-01	2007-05-01