Personnel Hong Kong SFC License Details (ID 80377)

Personnel Hong Kong SFC License Details (ID 80377)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2011-08-02	2012-04-30
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2011-08-02	2013-10-03
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2007-08-06	2011-07-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2007-08-06	2011-07-18
	Rep	Dealing in securities	2007-03-02	2011-07-18
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-06-17	2007-02-27
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-06-17	2007-02-27