| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | RO | Dealing in securities | 2016-05-12 | - |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2011-08-08 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2011-08-08 | - |
| Rep | Dealing in securities | 2011-08-08 | 2016-05-12 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-12-15 | 2011-07-21 |
| Rep | Dealing in securities | 2010-12-15 | 2011-07-21 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-15 | 2011-07-21 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-09-21 | 2010-12-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-07-29 | 2010-12-01 |
| Rep | Dealing in securities | 2008-01-22 | 2010-12-01 |
No HKMA registrations in the collected records.