Personnel Hong Kong SFC License Details (ID 80385)

Personnel Hong Kong SFC License Details (ID 80385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA SKY SECURITIES LIMITED	RO	Advising on securities	2018-05-15	2019-08-31
China Angel Fund Management (HK) Company Limited	RO	Asset management	2016-11-15	2019-08-31
	RO	Advising on securities	2015-10-26	2019-08-31
	Rep	Advising on securities	2014-02-11	2015-10-26
	Rep	Asset management	2014-02-11	2016-11-15
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2010-07-21	2014-01-30
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2008-04-07	2008-08-14
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2007-12-17	2008-08-14