| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | RO | Dealing in securities | 2022-01-10 | - |
| Rep | Dealing in securities | 2011-08-09 | 2022-01-10 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-06-26 | 2011-07-30 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-06-26 | 2011-07-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2009-01-09 | 2009-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-07-09 | 2009-05-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-06-14 | 2009-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-06-14 | 2009-05-01 |
No HKMA registrations in the collected records.