Personnel Hong Kong SFC License Details (ID 80386)

Personnel Hong Kong SFC License Details (ID 80386)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2022-01-10	-
	Rep	Dealing in securities	2011-08-09	2022-01-10
SINOPAC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-06-26	2011-07-30
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2009-06-26	2011-07-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2009-01-09	2009-05-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-07-09	2009-05-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-06-14	2009-05-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-06-14	2009-05-01