| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-02-08 | - |
| Rep | Asset management | 2013-02-08 | - | |
| Rep | Dealing in securities | 2013-02-08 | - | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-04-15 | 2013-01-03 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-08-24 | 2011-04-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-24 | 2011-04-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-12-14 | 2010-08-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-14 | 2010-08-12 |
| Rep | Dealing in securities | 2009-12-14 | 2010-08-12 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2008-07-31 | 2009-10-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-12-18 | 2009-10-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-18 | 2009-10-23 |
No HKMA registrations in the collected records.