Personnel Hong Kong SFC License Details (ID 80400)

Personnel Hong Kong SFC License Details (ID 80400)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2014-12-29	-
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-12-05	2014-12-09
	Rep	Asset management	2014-12-05	2014-12-09
IBTS ASIA (HK) LIMITED	Rep	Advising on securities	2013-07-12	2014-11-20
	Rep	Dealing in securities	2013-06-17	2014-11-20
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2013-04-03	2013-06-14
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2010-06-17	2013-06-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2009-02-16	2010-06-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-12-31	2010-06-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2008-09-30	2010-06-01
	Rep	Dealing in futures contracts	2008-08-14	2010-06-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-08-14	2010-06-01