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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 80407)

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Public Disciplinary Actions

SFC revokes licence of Zeng Huiyu and bans her for 5 years

SFC, 07-May-2013

Orgs

People

Foreign traders agree to pay US$3.3m to settle charges in Nexen insider trading case

US SEC, 29-Mar-2013

Orgs

People