Personnel Hong Kong SFC License Details (ID 80411)

Personnel Hong Kong SFC License Details (ID 80411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2022-11-07	2023-09-28
T.F.S. Derivatives HK Limited	Rep	Dealing in securities	2022-01-03	2022-08-12
GFI (HK) SECURITIES L.L.C.	RO	Providing automated trading services	2011-03-22	2021-10-29
	RO	Dealing in securities	2011-03-22	2021-10-29
	Rep	Providing automated trading services	2009-06-03	2011-03-22
	Rep	Dealing in securities	2009-06-03	2011-03-22
	RO	Providing automated trading services	2007-07-24	2009-06-03
	RO	Dealing in securities	2007-07-24	2009-06-03
	Rep	Dealing in securities	2004-11-22	2007-07-24