| BGC SECURITIES (HONG KONG) LLC | RO | Dealing in securities | 2018-03-26 | 2022-06-30 |
| Rep | Dealing in securities | 2018-01-23 | 2018-03-26 |
| GFI (HK) SECURITIES L.L.C. | RO | Providing automated trading services | 2017-01-19 | 2018-01-15 |
| RO | Dealing in securities | 2017-01-19 | 2018-01-15 |
| Rep | Providing automated trading services | 2016-05-17 | 2017-01-19 |
| Rep | Dealing in securities | 2016-05-17 | 2017-01-19 |
| ICAP Equities Asia Limited | RO | Dealing in securities | 2012-11-14 | 2015-12-07 |
| Rep | Dealing in securities | 2012-04-17 | 2012-11-14 |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2007-06-20 | 2012-01-05 |
| Rep | Dealing in securities | 2006-03-03 | 2012-01-05 |
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2004-10-25 | 2005-12-23 |