Personnel Hong Kong SFC License Details (ID 80422)

Personnel Hong Kong SFC License Details (ID 80422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in futures contracts	2013-12-02	2014-12-17
	Rep	Dealing in securities	2013-12-02	2014-12-17
De Riva Asia Limited	Rep	Dealing in futures contracts	2013-11-08	2013-11-26
	Rep	Dealing in securities	2013-11-08	2013-11-26
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in securities	2007-09-06	2012-01-14
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-10-07	2007-08-08
	Rep	Dealing in securities	2005-10-07	2007-08-08