Personnel Hong Kong SFC License Details (ID 80428)

Personnel Hong Kong SFC License Details (ID 80428)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Advising on securities	2021-02-17	2026-07-20
	Rep	Dealing in securities	2020-09-30	2026-07-20
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2018-09-19	2026-07-20
	Rep	Dealing in securities	2015-08-04	2016-03-21
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in futures contracts	2013-09-19	2015-06-26
	Rep	Dealing in securities	2013-07-02	2015-06-26
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2011-12-06	2013-06-13
	Rep	Dealing in securities	2011-12-06	2013-06-13
	Rep	Dealing in securities	2011-08-01	2011-11-01