Personnel Hong Kong SFC License Details (ID 80431)

Personnel Hong Kong SFC License Details (ID 80431)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	RO	Dealing in securities	2019-04-08	-
	Rep	Dealing in securities	2019-02-08	2019-04-08
TULLETT PREBON (HONG KONG) LIMITED	RO	Dealing in securities	2017-12-08	2018-11-12
	Rep	Dealing in securities	2017-06-12	2017-12-08
	RO	Dealing in securities	2016-11-29	2017-06-12
	RO	Providing automated trading services	2016-11-29	2018-11-12
	Rep	Providing automated trading services	2015-07-31	2016-11-29
	Rep	Dealing in securities	2015-07-31	2016-11-29
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2010-01-22	2015-02-11
	Rep	Dealing in securities	2010-01-22	2015-02-11