| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2015-11-27 | 2018-01-26 |
| Rep | Dealing in securities | 2015-11-27 | 2018-01-26 |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2014-02-17 | 2015-11-27 |
| Rep | Dealing in securities | 2014-02-17 | 2015-11-27 |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2010-07-05 | 2013-04-19 |
| Rep | Dealing in securities | 2010-07-05 | 2013-04-19 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-11-21 | 2009-06-19 |
| Rep | Dealing in securities | 2005-11-21 | 2009-06-19 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | - | 2004-06-02 |
| Rep | Advising on securities | - | 2004-06-02 |
| Rep | Asset management | - | 2004-06-02 |
| Rep | Dealing in securities | - | 2005-03-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-06-02 |
| Rep | Asset management | - | 2004-06-02 |
| Rep | Dealing in futures contracts | - | 2005-03-03 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Providing automated trading services | - | 2003-07-21 |
| Rep | Advising on corporate finance | - | 2004-06-02 |
| Rep | Advising on securities | - | 2004-06-02 |
| Rep | Asset management | - | 2004-06-02 |
| Rep | Dealing in securities | - | 2005-03-03 |