Sripunporn, Roger Ardisorn 潘小山

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2011-09-27	2018-01-16
	Rep	Dealing in securities	2010-01-04	2018-01-16
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2007-10-04	2008-01-05
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-10-13	2005-11-07
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-01-28	2005-11-07
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-01-28	2005-11-07
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-17
	Rep	Asset management	-	2003-09-17
	Rep	Dealing in futures contracts	-	2003-09-18
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-09-17
	Rep	Advising on securities	-	2003-09-17
	Rep	Asset management	-	2003-09-17
	Rep	Dealing in securities	-	2003-09-18

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2011-09-27	2018-01-16
	Rep	Dealing in securities	2010-01-04	2018-01-16
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2007-10-04	2008-01-05
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-10-13	2005-11-07
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-01-28	2005-11-07
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-01-28	2005-11-07
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-17
	Rep	Asset management	-	2003-09-17
	Rep	Dealing in futures contracts	-	2003-09-18
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-09-17
	Rep	Advising on securities	-	2003-09-17
	Rep	Asset management	-	2003-09-17
	Rep	Dealing in securities	-	2003-09-18