Personnel Hong Kong SFC License Details (ID 80440)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2014-11-25	2015-04-10
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-07-02	2015-04-10
De Riva Asia Limited	Rep	Dealing in securities	2012-09-24	2013-06-28
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2011-12-28	2012-01-13
	Rep	Dealing in securities	2009-11-11	2012-01-13