Personnel Hong Kong SFC License Details (ID 80441)

Personnel Hong Kong SFC License Details (ID 80441)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2021-08-02	2023-03-10
AS CAPITAL LIMITED	Rep	Dealing in securities	2021-01-19	2021-06-01
T.F.S. Derivatives HK Limited	Rep	Dealing in securities	2012-06-15	2015-12-24
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2011-03-04	2012-05-10
	Rep	Dealing in securities	2011-03-04	2012-05-10
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2010-07-05	2011-01-14
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-07-05	2011-01-14
	Rep	Dealing in securities	2010-02-22	2011-01-14