Personnel Hong Kong SFC License Details (ID 80450)

Personnel Hong Kong SFC License Details (ID 80450)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL INVESTMENT ADVISORS LIMITED	RO	Dealing in securities	2024-08-12	-
	RO	Advising on securities	2024-07-25	-
	Rep	Advising on securities	2021-11-17	2024-07-25
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2019-06-05	2021-09-16
	RO	Asset management	2019-06-05	2021-09-16
	Rep	Advising on securities	2016-08-12	2019-05-02
	Rep	Asset management	2016-08-12	2019-05-02
	RO	Advising on securities	2012-03-09	2016-08-12
	RO	Asset management	2012-03-09	2016-08-12
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Dealing in securities	2011-03-03	2011-10-18
	Rep	Asset management	2009-03-16	2011-10-18
	Rep	Advising on securities	2004-04-27	2011-10-18
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2003-05-23	2004-02-23
	RO	Advising on securities	2003-05-23	2004-04-14