Personnel Hong Kong SFC License Details (ID 80451)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Dealing in securities	2011-07-18	2011-12-12
	Rep	Advising on securities	2009-02-12	2011-12-12
	Rep	Asset management	2009-02-12	2011-12-12
Lion Global Financial Limited	Rep	Asset management	2007-10-11	2009-01-19
	Rep	Advising on securities	2004-12-13	2009-01-19
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2004-01-06	2004-12-09