Personnel Hong Kong SFC License Details (ID 80458)

Personnel Hong Kong SFC License Details (ID 80458)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TUNG YAT SECURITIES LIMITED	RO	Asset management	2022-12-16	-
	RO	Advising on securities	2022-09-13	-
	RO	Dealing in securities	2018-11-13	-
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2008-11-13	2018-10-24
	RO	Dealing in securities	2008-06-17	2018-10-24
	Rep	Dealing in securities	2008-04-28	2008-06-17
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2006-05-08	2008-04-18
OCBC Securities Brokerage (Hong Kong) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-21
	Rep	Advising on corporate finance	2003-04-01	2004-01-27
	Rep	Advising on securities	2003-04-01	2004-01-27
	Rep	Asset management	2003-04-01	2004-01-27
	Rep	Dealing in securities	2003-04-01	2005-07-18