Personnel Hong Kong SFC License Details (ID 80459)

Personnel Hong Kong SFC License Details (ID 80459)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOUETTE SECURITIES COMPANY LIMITED	RO	Asset management	2022-05-11	-
	RO	Advising on securities	2018-02-01	-
	RO	Dealing in securities	2018-02-01	-
INTEGRITY CONSTRUCTION &AMP; DEVELOPMENT SECURITIES GROUP LIMITED	RO	Advising on securities	2017-03-22	2017-10-05
	RO	Dealing in securities	2017-03-22	2017-10-05
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2007-05-28	2016-11-12
	RO	Dealing in securities	2007-04-26	2016-11-12
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2005-11-21	2007-04-01
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-10-20	2007-04-01
WING FUNG SECURITIES LIMITED	RO	Dealing in securities	2005-06-02	2005-10-14
	Rep	Dealing in securities	2005-02-03	2005-06-02
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2004-03-03	2004-12-23
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-03-03
	Rep	Advising on securities	2003-04-01	2004-03-03
	Rep	Asset management	2003-04-01	2004-03-03
	Rep	Dealing in securities	2003-04-01	2004-12-23