Personnel Hong Kong SFC License Details (ID 80461)

Personnel Hong Kong SFC License Details (ID 80461)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2022-08-15	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2022-08-15	-
Glory Sun Securities Limited	Rep	Dealing in futures contracts	2022-03-07	2022-08-10
	Rep	Dealing in securities	2022-03-07	2022-08-10
Nerico Brothers Limited (HK)	RO	Dealing in futures contracts	2008-11-06	2022-02-08
	Rep	Dealing in securities	2007-09-03	2022-02-08
	Rep	Leveraged foreign exchange trading	2007-09-03	2022-02-08
	Rep	Dealing in futures contracts	2007-05-04	2008-11-06
	Rep	Dealing in futures contracts	2003-05-19	2004-07-22