Personnel Hong Kong SFC License Details (ID 80464)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Constance Capital Limited (HK)	RO	Advising on securities	2024-11-06	-
	RO	Asset management	2024-11-06	-
	RO	Dealing in securities	2024-11-06	-
Chinagri Cheung Kong Company Limited	RO	Advising on securities	2023-11-16	2024-10-02
	RO	Asset management	2023-11-16	2024-10-02
Advent Securities (Hong Kong) Limited	Rep	Dealing in securities	2023-05-09	2023-05-17
Nerico Brothers Limited (HK)	RO	Dealing in futures contracts	2013-10-10	2023-03-29
	RO	Dealing in securities	2008-05-27	2023-03-29
	Rep	Leveraged foreign exchange trading	2008-03-13	2023-03-29
	Rep	Dealing in securities	2007-06-27	2008-05-27
	Rep	Dealing in futures contracts	2007-06-27	2013-10-10
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-05-05
	Rep	Asset management	2003-04-01	2004-05-05
	Rep	Providing automated trading services	2003-04-01	2004-05-05
	Rep	Dealing in futures contracts	2003-04-01	2007-06-20
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-05
	Rep	Advising on securities	2003-04-01	2004-05-05
	Rep	Asset management	2003-04-01	2004-05-05
	Rep	Providing automated trading services	2003-04-01	2004-05-05
	Rep	Dealing in securities	2003-04-01	2007-06-20