Personnel Hong Kong SFC License Details (ID 80471)

Personnel Hong Kong SFC License Details (ID 80471)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Credit International Securities Co., Limited	RO	Dealing in securities	2020-04-21	-
	RO	Advising on securities	2020-01-10	-
	RO	Asset management	2020-01-10	-
CHINA ZHONG HENG FINANCE GROUP LIMITED	RO	Advising on securities	2019-02-08	2019-09-30
	RO	Dealing in securities	2019-02-08	2019-09-30
	Rep	Advising on securities	2018-05-08	2019-02-08
	Rep	Asset management	2018-05-08	2019-09-30
CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED	RO	Dealing in futures contracts	2018-02-22	2019-11-04
	Rep	Dealing in futures contracts	2018-02-21	2018-02-22
CHINA ZHONG HENG FINANCE GROUP LIMITED	Rep	Dealing in securities	2018-02-21	2019-02-08
Nerico Brothers Limited (HK)	RO	Dealing in futures contracts	2017-05-10	2018-02-14
	Rep	Dealing in futures contracts	2009-08-06	2017-05-10
	Rep	Dealing in securities	2009-08-06	2018-02-14
	Rep	Leveraged foreign exchange trading	2009-08-06	2018-02-14
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2006-08-04	2008-12-02