Personnel Hong Kong SFC License Details (ID 80478)

Personnel Hong Kong SFC License Details (ID 80478)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOUETTE SECURITIES COMPANY LIMITED	Rep	Asset management	2023-01-20	-
	Rep	Dealing in securities	2023-01-20	-
SKYVAST SECURITIES LIMITED	Rep	Dealing in securities	2021-05-12	2021-12-13
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2017-07-25	2020-03-30
	Rep	Dealing in securities	2009-07-07	2016-06-10
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2008-09-25	2009-06-23
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-10	2008-08-29
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2003-04-01	2003-11-17