| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2007-10-29 | 2021-07-31 |
| Rep | Dealing in futures contracts | 2007-06-21 | 2021-07-31 | |
| Rep | Dealing in securities | 2007-06-21 | 2021-07-31 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-04 | 2007-05-10 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-04 | 2007-05-10 |