Chow, Siu Hung (SFC:ALY494) 周小雄

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INTEGRITY CONSTRUCTION &AMP; DEVELOPMENT SECURITIES GROUP LIMITED	Rep	Advising on securities	2017-05-18	2018-05-06
	Rep	Dealing in securities	2017-05-18	2018-05-06
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2015-05-08	2016-04-26
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-03-30	2016-04-26
Realord Asia Pacific Securities Limited	Rep	Dealing in securities	2014-12-15	2015-01-20
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2011-01-13	2012-05-01
	Rep	Dealing in securities	2011-01-13	2012-05-01
ORIENTAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2010-05-18	2010-12-28
ORIENTAL WEALTH SECURITIES LIMITED	Rep	Dealing in securities	2010-05-18	2010-12-28
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2010-03-22	2010-04-08
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-22	2010-04-08
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2010-03-22	2010-04-08
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2009-05-20	2010-03-13
	Rep	Dealing in securities	2009-05-20	2010-03-13
	Rep	Leveraged foreign exchange trading	2009-04-28	2010-03-13
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2008-04-07	2009-01-23
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2008-02-04	2009-01-23
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2006-03-28	2009-03-20
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2005-05-26	2005-10-19

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INTEGRITY CONSTRUCTION &AMP; DEVELOPMENT SECURITIES GROUP LIMITED	Rep	Advising on securities	2017-05-18	2018-05-06
	Rep	Dealing in securities	2017-05-18	2018-05-06
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2015-05-08	2016-04-26
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-03-30	2016-04-26
Realord Asia Pacific Securities Limited	Rep	Dealing in securities	2014-12-15	2015-01-20
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2011-01-13	2012-05-01
	Rep	Dealing in securities	2011-01-13	2012-05-01
ORIENTAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2010-05-18	2010-12-28
ORIENTAL WEALTH SECURITIES LIMITED	Rep	Dealing in securities	2010-05-18	2010-12-28
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2010-03-22	2010-04-08
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-22	2010-04-08
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2010-03-22	2010-04-08
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2009-05-20	2010-03-13
	Rep	Dealing in securities	2009-05-20	2010-03-13
	Rep	Leveraged foreign exchange trading	2009-04-28	2010-03-13
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2008-04-07	2009-01-23
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2008-02-04	2009-01-23
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2006-03-28	2009-03-20
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2005-05-26	2005-10-19