Personnel Hong Kong SFC License Details (ID 80496)

Personnel Hong Kong SFC License Details (ID 80496)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2009-03-24	2021-04-30
	Rep	Leveraged foreign exchange trading	2009-03-24	2021-04-30
	Rep	Dealing in futures contracts	2007-11-22	2009-01-07
	Rep	Leveraged foreign exchange trading	2007-11-22	2009-01-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-11-21	2007-10-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2006-11-21	2007-10-12
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-11-20
	Rep	Asset management	-	2003-11-20
	Rep	Dealing in futures contracts	-	2003-11-20
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2004-06-14