Personnel Hong Kong SFC License Details (ID 80503)

Personnel Hong Kong SFC License Details (ID 80503)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
New Horizon International Securities Co., Limited	RO	Advising on securities	2025-04-03	-
	RO	Asset management	2025-04-03	-
	RO	Dealing in securities	2025-04-03	-
RJVAN SECURITIES LIMITED	RO	Advising on securities	2023-03-01	2024-06-04
	RO	Asset management	2023-03-01	2024-06-04
	RO	Dealing in securities	2023-03-01	2024-06-04
Vico Capital Limited	RO	Asset management	2020-10-29	2021-12-16
	RO	Advising on securities	2019-05-16	2021-12-16
	RO	Dealing in securities	2019-05-16	2021-12-16
Nerico Brothers Limited (HK)	Rep	Asset management	2015-07-31	2019-04-30
	RO	Dealing in securities	2014-07-17	2019-04-30
	Rep	Dealing in futures contracts	2012-03-07	2019-04-30
	Rep	Dealing in securities	2007-10-30	2014-07-17