Personnel Hong Kong SFC License Details (ID 80508)

Personnel Hong Kong SFC License Details (ID 80508)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vico Capital Limited	RO	Dealing in securities	2019-05-16	2023-01-11
	RO	Advising on securities	2019-05-16	2023-02-28
	RO	Asset management	2019-05-16	2023-02-28
Nerico Brothers Limited (HK)	RO	Dealing in securities	2017-09-29	2018-08-15
	Rep	Asset management	2017-02-15	2018-08-15
	Rep	Dealing in securities	2010-03-25	2017-09-29
	Rep	Dealing in futures contracts	2010-03-25	2018-08-15
	Rep	Leveraged foreign exchange trading	2010-03-25	2018-08-15
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-25	2010-03-16
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2009-08-25	2010-01-14
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2009-08-25	2010-03-16
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-08-25	2010-03-16
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2005-11-09	2008-11-20
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-11-23	2008-11-20
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-11-23	2008-11-20
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2004-11-23	2008-11-20
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-12-04	2004-11-17
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2003-12-04	2004-11-17
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-12-04	2004-11-17