Lo, Helen Pik Ha 勞碧霞

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Imagi Brokerage Limited	RO	Advising on futures contracts	2021-05-24	-
	RO	Advising on securities	2021-05-24	-
	RO	Asset management	2021-05-24	-
	RO	Dealing in futures contracts	2021-05-24	-
	RO	Dealing in securities	2021-05-24	-
Lindale Capital Limited	RO	Asset management	2020-09-24	2021-04-23
	RO	Advising on securities	2020-09-10	2021-04-23
	RO	Dealing in securities	2020-09-10	2021-04-23
	Rep	Asset management	2020-08-31	2020-09-24
	Rep	Advising on securities	2020-08-07	2020-09-10
	Rep	Dealing in securities	2020-08-07	2020-09-10
Hang Tai Asset Management Limited	RO	Asset management	2020-05-18	2020-05-29
GRAND FU INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2019-12-24	2020-05-29
	RO	Dealing in securities	2019-12-24	2020-05-29
Hang Tai Asset Management Limited	Rep	Asset management	2019-12-24	2020-05-18
	RO	Advising on futures contracts	2019-12-24	2020-05-29
	RO	Advising on securities	2019-12-24	2020-05-29
GRAND FU INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-12-10	2019-12-24
VBG Capital Limited	RO	Dealing in securities	2019-11-14	2019-11-25
	Rep	Dealing in securities	2019-09-23	2019-11-14
Wealth Link Securities Limited	RO	Advising on securities	2019-07-26	2019-08-19
	RO	Dealing in securities	2019-07-26	2019-08-19
Yuan Tong Global Securities Limited	RO	Dealing in futures contracts	2019-06-11	2019-07-02
Yuan Tong Global Asset Management Limited	Rep	Asset management	2018-02-26	2019-07-02
Yuan Tong Global Securities Limited	RO	Dealing in securities	2017-10-27	2019-07-02
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2008-07-31	2017-04-22
	Rep	Dealing in securities	2008-07-31	2017-04-22
ONE CHINA SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-05-02	2008-07-11
	Rep	Dealing in securities	2006-02-10	2008-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.