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Lo, Yim Fong 盧艷芳 Hong Kong SFC License Details (ID 80518)
Lo, Yim Fong 盧艷芳
SFC ID:
AOT534
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Nerico Brothers Limited (HK)
Rep
Dealing in securities
2009-03-13
2022-05-13
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED
Rep
Advising on securities
2007-05-14
2009-02-16