Personnel Hong Kong SFC License Details (ID 80519)

Personnel Hong Kong SFC License Details (ID 80519)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2012-03-23	2022-02-28
	Rep	Dealing in securities	2012-03-23	2022-02-28
	Rep	Leveraged foreign exchange trading	2008-11-21	2022-02-28
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-05-05
	Rep	Asset management	-	2003-05-05
	Rep	Dealing in futures contracts	-	2003-05-05
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2003-05-05
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-05-05
	Rep	Advising on securities	-	2003-05-05
	Rep	Asset management	-	2003-05-05
	Rep	Providing automated trading services	-	2003-05-05
	Rep	Dealing in securities	-	2003-05-05