| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ORIENTAL PATRON SECURITIES LIMITED | RO | Advising on securities | 2023-12-08 | - |
| Rep | Advising on securities | 2020-10-05 | 2023-12-08 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2019-10-24 | 2020-09-21 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-08-04 | 2019-06-06 |
| Rep | Dealing in securities | 2016-08-04 | 2019-06-06 | |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-19 | 2016-07-15 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-19 | 2016-07-15 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-04-29 | 2016-05-09 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-29 | 2016-05-09 |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2011-06-08 | 2014-04-11 |
| Rep | Dealing in securities | 2011-06-08 | 2014-04-11 |
No HKMA registrations in the collected records.