Personnel Hong Kong SFC License Details (ID 80540)

Personnel Hong Kong SFC License Details (ID 80540)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOUETTE SECURITIES COMPANY LIMITED	RO	Asset management	2025-09-10	-
	Rep	Advising on futures contracts	2024-10-09	-
	Rep	Dealing in futures contracts	2024-10-09	-
	RO	Advising on securities	2024-04-29	-
	RO	Dealing in securities	2024-04-29	-
	Rep	Asset management	2022-07-26	2025-09-10
	Rep	Advising on securities	2018-02-14	2024-04-29
	Rep	Dealing in securities	2018-02-14	2024-04-29
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2010-09-22	2016-02-15
	Rep	Dealing in securities	2010-09-22	2016-02-15