Personnel Hong Kong SFC License Details (ID 80553)

Personnel Hong Kong SFC License Details (ID 80553)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2010-07-07	2022-05-05
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2007-10-26	2010-01-06
Lion Global Financial Limited	Rep	Advising on securities	2007-01-10	2007-05-07
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2006-07-05	2006-12-24
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2006-07-05	2006-12-24
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2006-06-01	2006-12-24
BMI FUNDS MANAGEMENT LIMITED	Rep	Advising on securities	2006-01-10	2006-05-19