| Universal Unite Wealth Management Limited | RO | Advising on securities | 2021-03-17 | 2023-06-30 |
| RO | Asset management | 2021-03-17 | 2023-06-30 |
| MAINLAND ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-05-14 | 2020-06-15 |
| RO | Asset management | 2020-05-14 | 2020-06-15 |
| MAINLAND SECURITIES LIMITED | RO | Dealing in securities | 2020-05-14 | 2021-01-21 |
| LIONHEART LIMITED | RO | Advising on securities | 2018-06-27 | 2019-06-15 |
| RO | Asset management | 2018-06-27 | 2019-06-15 |
| CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-16 | 2017-03-31 |
| China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2016-08-09 | 2017-03-31 |
| GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | RO | Asset management | 2012-08-30 | 2013-04-01 |
| Imperium International Asset Management Limited | RO | Asset management | 2012-08-30 | 2013-11-22 |
| KINGDOM INVESTMENT MANAGERS LIMITED | RO | Asset management | 2009-07-07 | 2012-12-01 |
| SDHG International Asset Management Limited | RO | Asset management | 2009-07-07 | 2015-09-05 |
| GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | RO | Advising on futures contracts | 2008-12-02 | 2010-06-01 |
| Rep | Asset management | 2008-12-02 | 2012-08-30 |
| Imperium International Asset Management Limited | Rep | Asset management | 2008-12-02 | 2012-08-30 |
| RO | Advising on futures contracts | 2008-12-02 | 2013-11-22 |
| KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-12-02 | 2009-07-07 |
| RO | Advising on futures contracts | 2008-12-02 | 2012-12-01 |
| SDHG International Asset Management Limited | Rep | Asset management | 2008-12-02 | 2009-07-07 |
| RO | Advising on futures contracts | 2008-12-02 | 2015-09-05 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2007-10-15 | 2008-01-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-08-06 | 2007-10-09 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2003-09-05 | 2007-08-04 |
| MEGABASE FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | - | 2003-09-04 |
| Rep | Asset management | - | 2003-09-04 |
| Rep | Dealing in futures contracts | - | 2003-09-05 |